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Physics 1916

The Foundation of the General Theory of Relativity

Albert Einstein

Gravity is not a force but the curving of spacetime by matter and energy.

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In depth · the introduction

Einstein realised that gravity is not a force pulling on you, but the shape of space and time itself — and that even a beam of starlight must follow its curves.

The big idea

Newton had said gravity was a force reaching invisibly across empty space, holding the planets in their orbits. Einstein saw it differently. Mass and energy bend the space and time around them, and everything else — planets, falling apples, beams of light — simply takes the straightest available path through that bent geometry. There is no pulling rope; there is curved spacetime, and motion through it.

A famous one-line summary, from the physicist John Wheeler, captures it: spacetime tells matter how to move, and matter tells spacetime how to curve. Einstein's equations are the exact statement of that two-way conversation.

How it came about

Einstein finished special relativity in 1905, but it described only observers gliding steadily in straight lines, and it had no room for gravity. For the next eight years he wrestled with how to fold gravity in, guided by a single image he later called the happiest thought of his life: a person in free fall feels no weight at all. From this he reasoned that gravity and acceleration are the same thing seen from different points of view.

To turn the idea into equations he needed the geometry of curved surfaces — mathematics he did not know. His old classmate, the mathematician Marcel Grossmann, taught it to him. After years of wrong turns, in November 1915 — in a final sprint that overlapped with the mathematician David Hilbert working on the same problem — Einstein reached the field equations, and set them out in full in this 1916 paper.

Why it mattered

It replaced a 230-year-old picture of the universe. Newton's gravity had been almost perfect, but it left a tiny error in Mercury's orbit unexplained and treated gravity as an instant pull across any distance. Einstein's theory cured the Mercury error exactly, made gravity a local effect that travels at the speed of light, and predicted entirely new things — that starlight bends near the Sun, that clocks slow in gravity, that the universe expands, and that spacetime itself can ripple. Each of these has since been seen.

A way to picture it

Picture a heavy ball resting on a stretched rubber sheet. It makes a dip, and a marble rolled nearby curves toward it — not because the ball pulls the marble, but because the sheet beneath the marble is bent. Spacetime is that sheet, only in four dimensions: the Sun makes a dip, the Earth circles within it, and even a ray of light passing the rim has to bend. The picture is imperfect — real spacetime is not a sheet seen from outside — but it holds the heart of it: gravity is geometry.

Interactive light deflection: sliders set a deflecting mass and how closely the light skims past it; a starlight ray bends around the mass to an observer, shifting the star's apparent position away from the mass. A toggle compares Einstein's prediction with Newton's, which is exactly half as large.

Where it sits

This is the second of Einstein's two relativities, built on the first (special relativity, 1905) and completing Newton's account of gravity (the Principia, 1687) rather than discarding it — Newton survives wherever gravity is weak. The line runs onward through the ripples in spacetime it predicted, confirmed when LIGO detected gravitational waves in 2016, a hundred years later. Its open ends — black-hole singularities, the Big Bang, dark energy — are where today's search for a quantum theory of gravity begins.

The original document
Original source text
A. Einstein · Annalen der Physik 49 (1916): 769–822 · trans. W. Perrett & G. B. Jeffery
The paper opens by recalling that the special theory of relativity privileges only frames in uniform motion, and sets out to remove that privilege — to make the laws of physics hold for any observer whatever, including accelerated ones, and so to bring gravitation within relativity.
§1 · Observations on the Special Theory of Relativity
The special theory of relativity is based on the following postulate, which is also satisfied by the mechanics of Galileo and Newton.
That postulate singles out the inertial (uniformly moving) frames; the laws keep their form only between them. Einstein argues that this preference is an unjustified remnant, and that gravitation in particular cannot be accommodated within so narrow a framework.
§2 · The Need for an Extension of the Postulate of Relativity
Here lies the physical heart of the theory: inertial mass and gravitational mass are equal, so an observer in free fall feels no gravity and a uniformly accelerated laboratory is locally indistinguishable from one held at rest in a gravitational field. Acceleration and gravitation are two views of one thing — the equivalence principle. A rotating disc shows the consequence: in such frames the ratio of circumference to diameter is no longer π, so the geometry of spacetime must be allowed to curve.
§3 · The Space-Time Continuum; Requirement of General Co-Variance
The general laws of nature are to be expressed by equations which hold good for all systems of co-ordinates, that is, are co-variant with respect to any substitutions whatever (generally co-variant).
From this requirement the rest follows. The state of spacetime is carried by a metric tensor, g_μν; matter and energy are carried by the energy–momentum tensor, T_μν; and the field equations relate the curvature built from g_μν to T_μν. Sections B and C develop the tensor calculus and the gravitational field equations in full.
[ … ]
§22 · Behaviour of Rods and Clocks; Bending of Light-Rays; Motion of the Perihelion
In the closing section Einstein draws three checkable consequences from the equations: a clock runs more slowly deep in a gravitational field (gravitational redshift); a ray of light grazing the Sun is bent by about 1.7 seconds of arc; and the perihelion of a planet's orbit advances — for Mercury, by 43 seconds of arc per century, exactly the anomaly that Newtonian astronomy had measured but never explained.
Berlin · 20 March 1916