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Physics 1957

Theory of Superconductivity

John Bardeen, Leon N. Cooper & J. Robert Schrieffer

Two electrons, bound by a phonon, condense — and resistance vanishes.

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In depth · the introduction

For 46 years no one could say why some metals lose all electrical resistance when chilled — until three physicists found that electrons can quietly pair up.

The idea, unpacked

In an ordinary metal, electrons carry the current and constantly bump into the jiggling atoms of the lattice; those collisions are electrical resistance, and they turn energy into heat. A superconductor has none — chill it below a certain temperature and a current set going will, in principle, run forever.

The puzzle was how. Electrons all carry negative charge, so they repel each other; what could possibly make them cooperate? The answer is the lattice itself. As one electron rushes past, it tugs the heavy positive atoms slightly toward it, leaving a faint trail of extra positive charge. A second electron is drawn to that trail. The net effect is a tiny, indirect attraction — and at low enough temperature it is enough to bind the two electrons into a partnership called a Cooper pair.

Where it came from

Superconductivity was discovered in 1911 by Heike Kamerlingh Onnes, who watched the resistance of mercury drop abruptly to zero near 4 degrees above absolute zero. For nearly half a century the greatest minds in physics — including Einstein, Bohr, Feynman and Heisenberg — tried and failed to explain it. It became the most famous unsolved problem in solid-state physics.

The breakthrough came in 1957 at the University of Illinois. John Bardeen — who had already won a share of the Nobel Prize for inventing the transistor — had been circling the problem for years. The key spark came from his postdoc Leon Cooper, who showed that two electrons would pair up given even the faintest attraction. The youngest of the three, graduate student Robert Schrieffer, then found the mathematical form for a whole sea of such pairs acting as one. Their theory, soon known by their initials as BCS, won the trio the 1972 Nobel Prize — Bardeen's second.

Why it mattered

Before BCS, superconductivity was a baffling fact with no explanation. After it, physicists had a complete microscopic picture that not only explained every known property but predicted new ones — and predicted them with universal numbers that didn't depend on the particular metal. It is one of the most successful theories in all of physics, and it turned superconductivity from a curiosity into a tool. The same physics now lies behind MRI scanners, the magnets of particle accelerators, and the leading designs for quantum computers.

A picture to hold

Imagine a taut mattress with two heavy balls rolling on it. Each ball presses a dip into the surface; the second ball tends to roll toward the dip the first one made, so the two end up trailing each other even though nothing connects them directly. The electrons are the balls; the springy mattress is the metal's lattice of atoms. That borrowed dip is the pairing, and the widget below lets you tune how strong it is and watch the pairs survive — then break apart as you warm them up.

An interactive diagram: two electrons of opposite momentum and spin sit just above a filled Fermi sea, joined by a wavy phonon line; a bar on the right shows the energy gap Δ. Sliders set the coupling λ = N(0)V, the Debye temperature, and the reduced temperature T/T_c. As temperature rises toward T_c the electrons drift apart, the phonon line fades, and the gap bar collapses to zero.

Where it sits

BCS is the bridge between two great ideas in the Library. It rests on quantum mechanics — the same framework behind the Pauli exclusion principle and electron shells — and it foreshadows the Higgs mechanism, where the very same notion of a hidden symmetry being "broken" gives elementary particles their mass. Its one big unsolved sequel arrived in 1986, when materials were found that superconduct at far higher temperatures by a mechanism BCS does not cover; explaining them remains one of the open frontiers of physics.

The original document
Original source text
J. Bardeen, L. N. Cooper, J. R. Schrieffer · Physical Review 108, 1175–1204 (Dec. 1, 1957) · DOI 10.1103/PhysRev.108.1175
Abstract
A theory of superconductivity is presented, based on the fact that the interaction between electrons resulting from virtual exchange of phonons is attractive when the energy difference between the electrons states involved is less than the phonon energy, ℏω.
The abstract goes on to state that this attraction can dominate the screened Coulomb repulsion, that it leads to a ground state separated from excited states by an energy gap, and that the theory accounts for the transition, the Meissner effect, the specific heat, and other observed properties.
The pairing interaction
The paper builds on Cooper's 1956 result that two electrons above a filled Fermi sea form a bound state for any net attraction, however weak. Bardeen, Cooper and Schrieffer extend this to the whole sea: a coherent superposition in which electrons of opposite momentum and spin, (k↑, −k↓), are occupied in correlated pairs.
The ground state is formed by pairs of electrons (k↑, −k↓) … the most favorable pairs being those with zero net momentum.
The energy gap and the critical temperature
Minimising the energy of this paired state yields a self-consistent gap equation. Its weak-coupling solution fixes the transition temperature and the zero-temperature gap in terms of the Debye frequency and the coupling N(0)V, and predicts the universal ratio 2Δ(0) = 3.52 k_B T_c.
[ … ]
Thermodynamics and electromagnetics
Later sections derive the second-order phase transition, the specific-heat jump at T_c, the exponential fall of the electronic specific heat at low temperature, and — in a treatment the authors took pains to make gauge-invariant — the Meissner effect, the expulsion of magnetic field that defines a superconductor.
The full thirty-page paper, with its gap equation, its finite-temperature thermodynamics, and its electromagnetic response, is available in full at the source below.
University of Illinois, Urbana · Received July 8, 1957